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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COB 2.4 Chinese walls

As Published: 2001

COB 2.4 Chinese walls

FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

REC 2.5 Systems and controls

As Published: 2004

REC 2.5 Systems and controls

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

As Published: 2005

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

SUP 16.3 General provisions on reporting

As Published: 2001

SUP 16.3 General provisions on reporting

LR 13.1 Preliminary

As Published: 2005

LR 13.1 Preliminary

DTR 5.5 Acquisition or disposal by issuer of shares

As Published: 2007

DTR 5.5 Acquisition or disposal by issuer of shares

GEN 4.1 Application and purpose

As Published: 2003

GEN 4.1 Application and purpose

SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

LR 10.5 Class 1 requirements

As Published: 2005

LR 10.5 Class 1 requirements

LR 9.7A Preliminary statement of annual results, statement of dividends and half-yearly reports

As Published: 2006

LR 9.7A Preliminary statement of annual results, statement of dividends and half-yearly reports

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

PERG 12.3 Rights under a personal pension scheme

As Published: 2006

PERG 12.3 Rights under a personal pension scheme

PERG 8.32 Arranging deals in investments

As Published: 2005

PERG 8.32 Arranging deals in investments

COLL 6.4 Title and registers

As Published: 2004

COLL 6.4 Title and registers

PERG 8.3 Financial promotion

As Published: 2005

PERG 8.3 Financial promotion

REC 4.6 The section 296 power to give directions

As Published: 2001

REC 4.6 The section 296 power to give directions

REC 3.1 Application and purpose

As Published: 2001

REC 3.1 Application and purpose

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

LR 9.8 Annual financial report

As Published: 2006

LR 9.8 Annual financial report