Search Result

161 - 180 of 752 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

COLL 4.5 Reports and accounts

As Published: 2006

COLL 4.5 Reports and accounts

LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

SUP App 3.9 Mapping of the Investment Services Directive , Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

As Published: 2004

SUP App 3.9 Mapping of the Investment Services Directive , Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

MAR 5.3 Notification of establishment of an ATS

As Published: 2004

MAR 5.3 Notification of establishment of an ATS

SUP 17.1 Application

As Published: 2001

SUP 17.1 Application

SYSC 10.1 Application

As Published: 2006

SYSC 10.1 Application

SUP 5.5 Duties of firms

As Published: 2001

SUP 5.5 Duties of firms

MCOB 9.4 Content of illustrations

As Published: 2004

MCOB 9.4 Content of illustrations

CRED 10.1 Application and purpose

As Published: 2003

CRED 10.1 Application and purpose

BIPRU 2.1 Solo consolidation

As Published: 2006

BIPRU 2.1 Solo consolidation

SYSC 6.2 Internal audit

As Published: 2007

SYSC 6.2 Internal audit

LR 14.3 Continuing obligations

As Published: 2006

LR 14.3 Continuing obligations

ICOB 1.1 Application and purpose

As Published: 2005

ICOB 1.1 Application and purpose

REC 2.1 Introduction

As Published: 2005

REC 2.1 Introduction

LR 7.2 The Listing Principles

As Published: 2005

LR 7.2 The Listing Principles

FEES 2.1 Introduction

As Published: 2005

FEES 2.1 Introduction

COLL 6.3 Valuation and pricing

As Published: 2006

COLL 6.3 Valuation and pricing

LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

REC 3.14 Products, services and normal hours of operation

As Published: 2001

REC 3.14 Products, services and normal hours of operation