Search Result

141 - 160 of 735 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 6.1 Introduction and legal background

As Published: 2001

REC 6.1 Introduction and legal background

SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

REC 4.1 Application and purpose

As Published: 2001

REC 4.1 Application and purpose

GENPRU 3.2 Third-country groups

As Published: 2007

GENPRU 3.2 Third-country groups

COND 2.2 Threshold condition 2: Location of offices

As Published: 2004

COND 2.2 Threshold condition 2: Location of offices

REC 2.13 Promotion and maintenance of standards

As Published: 2004

REC 2.13 Promotion and maintenance of standards

REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

DTR 6.3 Dissemination of information

As Published: 2007

DTR 6.3 Dissemination of information

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

COB 11.8 Proper advice

As Published: 2001

COB 11.8 Proper advice

COLL 4.2 Pre-sale notifications

As Published: 2006

COLL 4.2 Pre-sale notifications

GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application

REC 2.12 Proper markets and disclosure of information (UK RIEs only)

As Published: 2004

REC 2.12 Proper markets and disclosure of information (UK RIEs only)

LR 2.1 Preliminary

As Published: 2005

LR 2.1 Preliminary

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

REC 3.15 Suspension of services and inability to operate facilities

As Published: 2001

REC 3.15 Suspension of services and inability to operate facilities

SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

PERG 4.6 Advising on regulated mortgage contracts

As Published: 2005

PERG 4.6 Advising on regulated mortgage contracts

SUP 17.1 Application

As Published: 2001

SUP 17.1 Application

SUP 2.3 Information gathering by the FSA on its own initiative: cooperation by firms

As Published: 2001

SUP 2.3 Information gathering by the FSA on its own initiative: cooperation by firms