Search Result

521 - 540 of 693 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

ICOB 8.2 General rules

As Published: 2005

ICOB 8.2 General rules

…

APER 4.3 Statement of Principle 3

As Published: 2001

APER 4.3 Statement of Principle 3

…

SUP 7.1 Application and purpose

As Published: 2001

SUP 7.1 Application and purpose

…

DISP 1.6 Cooperation by firms with the Ombudsman

As Published: 2002

DISP 1.6 Cooperation by firms with the Ombudsman

…

LR 18.3 Listing applications

As Published: 2005

LR 18.3 Listing applications

…

APER 4.6 Statement of Principle 6

As Published: 2001

APER 4.6 Statement of Principle 6

…

SUP 15.6 Inaccurate, false or misleading information

As Published: 2005

SUP 15.6 Inaccurate, false or misleading information

…

PERG 8.33 Introducing

As Published: 2005

PERG 8.33 Introducing

…

LR 12.4 Purchase of own equity shares

As Published: 2005

LR 12.4 Purchase of own equity shares

…

PERG 7.2 Introduction

As Published: 2005

PERG 7.2 Introduction

…

PR 3.3 Advertisements

As Published: 2005

PR 3.3 Advertisements

…

GEN 4.4 Business for private customers from non-UK offices

As Published: 2004

GEN 4.4 Business for private customers from non-UK offices

…

DTR 1.4 Suspension of trading

As Published: 2005

DTR 1.4 Suspension of trading

…

GEN 1.2 Referring to approval by the FSA

As Published: 2005

GEN 1.2 Referring to approval by the FSA

…

DTR 5.6 Disclosures by issuers

As Published: 2007

DTR 5.6 Disclosures by issuers

…

GEN 4.1 Application and purpose

As Published: 2003

GEN 4.1 Application and purpose

…

COB 11.3 Packaged products

As Published: 2004

COB 11.3 Packaged products

…

DTR 5.9 Filing of information with competent authority

As Published: 2007

DTR 5.9 Filing of information with competent authority

…

FIT 1.3 Assessing fitness and propriety

As Published: 2003

FIT 1.3 Assessing fitness and propriety

…

REC 3.13 Delegation of relevant functions

As Published: 2001

REC 3.13 Delegation of relevant functions

…