Search Result

481 - 500 of 860 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

ICOB 3.1 Application: general

As Published: 2005

ICOB 3.1 Application: general

MCOB 4.2 Purpose

As Published: 2004

MCOB 4.2 Purpose

SUP 13.11 Record keeping

As Published: 2007

SUP 13.11 Record keeping

BIPRU 7.8 Securities underwriting

As Published: 2007

BIPRU 7.8 Securities underwriting

ICOB 4.1 Application and purpose

As Published: 2006

ICOB 4.1 Application and purpose

REC 2.8 Settlement and clearing services

As Published: 2004

REC 2.8 Settlement and clearing services

SUP 21.1 Form of waiver for energy market participants

As Published: 2003

SUP 21.1 Form of waiver for energy market participants

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

PR 3.4 Supplementary prospectus

As Published: 2005

PR 3.4 Supplementary prospectus

PR 2.3 Minimum information to be included in a prospectus

As Published: 2005

PR 2.3 Minimum information to be included in a prospectus

PR 2.2 Format of prospectus

As Published: 2005

PR 2.2 Format of prospectus

PR 5.6 Miscellaneous

As Published: 2005

PR 5.6 Miscellaneous

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

As Published: 2005

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

MAR 1.10 Statutory exceptions

As Published: 2007

MAR 1.10 Statutory exceptions

ICOB 5.1 Application and purpose

As Published: 2005

ICOB 5.1 Application and purpose

DISP INTRO 1 Introduction

As Published: 2004

DISP INTRO 1 Introduction

SUP 17.3 Introduction

As Published: 2001

SUP 17.3 Introduction

LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

LR 3.4 Debt and other securities

As Published: 2005

LR 3.4 Debt and other securities

PERG 7.5 When is it appropriate to apply for a certificate?

As Published: 2005

PERG 7.5 When is it appropriate to apply for a certificate?