Search Result

481 - 500 of 708 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 1.2 Modifying rules and consulting the FSA

As Published: 2005

DTR 1.2 Modifying rules and consulting the FSA

MAR 5.3 Notification of establishment of an ATS

As Published: 2004

MAR 5.3 Notification of establishment of an ATS

LR 12.4 Purchase of own equity shares

As Published: 2005

LR 12.4 Purchase of own equity shares

PR 2.2 Format of prospectus

As Published: 2005

PR 2.2 Format of prospectus

ICOB 4.3 Suitability

As Published: 2006

ICOB 4.3 Suitability

GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

REC 4.7 The section 297 power to revoke recognition

As Published: 2001

REC 4.7 The section 297 power to revoke recognition

FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

SYSC 3.1 Systems and Controls

As Published: 2006

SYSC 3.1 Systems and Controls

CASS 5.3 Statutory trust

As Published: 2004

CASS 5.3 Statutory trust

REC 5.1 Introduction and legal background

As Published: 2001

REC 5.1 Introduction and legal background

PERG 7.3 Does the activity require authorisation?

As Published: 2005

PERG 7.3 Does the activity require authorisation?

SUP 16.11 Product Sales Data Reporting

As Published: 2004

SUP 16.11 Product Sales Data Reporting

BIPRU 3.3 The use of the credit assessments of ratings agencies

As Published: 2007

BIPRU 3.3 The use of the credit assessments of ratings agencies

COB 2.2 Inducements

As Published: 2001

COB 2.2 Inducements

COB 1.1 Application and Purpose

As Published: 2001

COB 1.1 Application and Purpose

PR App 3.1

As Published: 2005

PR App 3.1

COLL 3.3 Units

As Published: 2004

COLL 3.3 Units

LR 5.2 Cancelling listing

As Published: 2005

LR 5.2 Cancelling listing

LR 15.4 Continuing obligations

As Published: 2005

LR 15.4 Continuing obligations