Search Result

381 - 400 of 860 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 2.1 Application and purpose

As Published: 2005

PERG 2.1 Application and purpose

MCOB 13.1 Application

As Published: 2004

MCOB 13.1 Application

PERG 10.4 Pension scheme service providers other than trustees

As Published: 2006

PERG 10.4 Pension scheme service providers other than trustees

GEN 6.1 Insurance against financial penalties

As Published: 2003

GEN 6.1 Insurance against financial penalties

FIT 1.1 Application and purpose

As Published: 2003

FIT 1.1 Application and purpose

PERG 8.31 Exclusions for advising on investments

As Published: 2005

PERG 8.31 Exclusions for advising on investments

SUP 9.2 Making a request for individual guidance

As Published: 2005

SUP 9.2 Making a request for individual guidance

PERG 8.26 The investment must be a particular investment

As Published: 2005

PERG 8.26 The investment must be a particular investment

SYSC 3.1 Systems and Controls

As Published: 2006

SYSC 3.1 Systems and Controls

COB 11.2 Relationship with the scheme

As Published: 2003

COB 11.2 Relationship with the scheme

ICOB 4.6 Commission disclosure for commercial customers

As Published: 2004

ICOB 4.6 Commission disclosure for commercial customers

LR 18.2 Requirements for listing

As Published: 2005

LR 18.2 Requirements for listing

LR 15.4 Continuing obligations

As Published: 2005

LR 15.4 Continuing obligations

REC 3.4 Key individuals and internal organisation

As Published: 2001

REC 3.4 Key individuals and internal organisation

SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention

LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

APER 4.4 Statement of Principle 4

As Published: 2001

APER 4.4 Statement of Principle 4

SUP 9.1 Application and purpose

As Published: 2001

SUP 9.1 Application and purpose

GEN 4.4 Business for private customers from non-UK offices

As Published: 2004

GEN 4.4 Business for private customers from non-UK offices

PR 2.5 Omission of information

As Published: 2005

PR 2.5 Omission of information