Search Result

261 - 280 of 808 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 4.2 Purpose

As Published: 2001

SUP 4.2 Purpose

REC 4.8 The section 298 procedure

As Published: 2001

REC 4.8 The section 298 procedure

PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

COND 2.2 Threshold condition 2: Location of offices

As Published: 2004

COND 2.2 Threshold condition 2: Location of offices

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

As Published: 2005

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

LR 15.4 Continuing obligations

As Published: 2005

LR 15.4 Continuing obligations

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

SUP 15.6 Inaccurate, false or misleading information

As Published: 2005

SUP 15.6 Inaccurate, false or misleading information

DISP App 1.4 Time limits

As Published: 2002

DISP App 1.4 Time limits

SUP 17.1 Application

As Published: 2001

SUP 17.1 Application

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

As Published: 2006

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

COLL 7.6 Schemes of arrangement

As Published: 2004

COLL 7.6 Schemes of arrangement

PERG 10.2 General issues

As Published: 2006

PERG 10.2 General issues

SUP 12.3 What responsibility does a firm have for its appointed representatives ?

As Published: 2001

SUP 12.3 What responsibility does a firm have for its appointed representatives ?

REC 3.18 Membership

As Published: 2001

REC 3.18 Membership

SUP 7.3 Criteria for varying a firm's permission

As Published: 2004

SUP 7.3 Criteria for varying a firm's permission

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

REC 3.1 Application and purpose

As Published: 2001

REC 3.1 Application and purpose

PERG 1.4 General guidance to be found in PERG

As Published: 2006

PERG 1.4 General guidance to be found in PERG

PERG 4.12 Appointed representatives

As Published: 2005

PERG 4.12 Appointed representatives