Search Result

181 - 200 of 615 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

BIPRU 9.5 Synthetic securitisation

As Published: 2007

BIPRU 9.5 Synthetic securitisation

BIPRU 9.10 Reduction in risk-weighted exposure amounts

As Published: 2007

BIPRU 9.10 Reduction in risk-weighted exposure amounts

SUP 18.2 Insurance business transfers

As Published: 2004

SUP 18.2 Insurance business transfers

PERG 8.7 Engage in investment activity

As Published: 2005

PERG 8.7 Engage in investment activity

SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance

BIPRU 8.3 Scope and basic consolidation requirements for non-EEA sub-groups

As Published: 2006

BIPRU 8.3 Scope and basic consolidation requirements for non-EEA sub-groups

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

As Published: 2007

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

PERG 2.2 Introduction

As Published: 2005

PERG 2.2 Introduction

REC 2.13 Promotion and maintenance of standards

As Published: 2004

REC 2.13 Promotion and maintenance of standards

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

SYSC 3.2 Areas covered by systems and controls

As Published: 2002

SYSC 3.2 Areas covered by systems and controls

MIPRU 5.2 Use of intermediaries

As Published: 2006

MIPRU 5.2 Use of intermediaries

COB 7.2 Churning and switching

As Published: 2001

COB 7.2 Churning and switching

COB 10.4 Suitability of the portfolio of an unregulated collective investment scheme

As Published: 2001

COB 10.4 Suitability of the portfolio of an unregulated collective investment scheme

COLL 5.2 General investment powers and limits for UCITS schemes

As Published: 2005

COLL 5.2 General investment powers and limits for UCITS schemes

SUP 13.11 Record keeping

As Published: 2007

SUP 13.11 Record keeping

PERG 5.13 Appointed representatives

As Published: 2005

PERG 5.13 Appointed representatives

COB 8.1 Confirmation of transactions

As Published: 2001

COB 8.1 Confirmation of transactions

PERG 8.32 Arranging deals in investments

As Published: 2005

PERG 8.32 Arranging deals in investments

DISP App 1.5 Determination of complaints

As Published: 2002

DISP App 1.5 Determination of complaints