Search Result

161 - 180 of 654 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.17 Financial promotions concerning agreements for qualifying credit

As Published: 2005

PERG 8.17 Financial promotions concerning agreements for qualifying credit

DTR 5.8 Procedures for the notification and disclosure of major holdings

As Published: 2007

DTR 5.8 Procedures for the notification and disclosure of major holdings

CRED 2.2 Structure

As Published: 2004

CRED 2.2 Structure

SUP 18.4 Friendly Society transfers and amalgamations

As Published: 2001

SUP 18.4 Friendly Society transfers and amalgamations

PERG 8.6 Communicate

As Published: 2005

PERG 8.6 Communicate

SYSC 10.2 Chinese walls

As Published: 2007

SYSC 10.2 Chinese walls

SUP 3.10 Duties of auditors: notification and report on client assets

As Published: 2004

SUP 3.10 Duties of auditors: notification and report on client assets

SYSC 4.2 Persons who effectively direct the business

As Published: 2002

SYSC 4.2 Persons who effectively direct the business

SUP 11.3 Requirements on controllers or proposed controllers under the Act

As Published: 2001

SUP 11.3 Requirements on controllers or proposed controllers under the Act

SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements

REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources

REC 4.6 The section 296 power to give directions

As Published: 2001

REC 4.6 The section 296 power to give directions

PERG 1.2 Introduction

As Published: 2005

PERG 1.2 Introduction

SUP 13A.7 Top-up permission

As Published: 2006

SUP 13A.7 Top-up permission

SUP 21.1 Form of waiver for energy market participants

As Published: 2003

SUP 21.1 Form of waiver for energy market participants

PERG 9.4 Collective investment scheme (section 235 of the Act)

As Published: 2005

PERG 9.4 Collective investment scheme (section 235 of the Act)

SUP 18.2 Insurance business transfers

As Published: 2004

SUP 18.2 Insurance business transfers

SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation

PERG 5.1 Application and purpose

As Published: 2005

PERG 5.1 Application and purpose

REC 6.6 Supervision

As Published: 2001

REC 6.6 Supervision