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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR App 2.1 The provisions outlined in LR App 2.1 in relation to fees are set out in FEES 3 and 4

As Published: 2005

LR App 2.1 The provisions outlined in LR App 2.1 in relation to fees are set out in FEES 3 and 4

LR 4.3 Approval and publication of listing particulars

As Published: 2005

LR 4.3 Approval and publication of listing particulars

DISP App 1.6 Criteria for determining complaints

As Published: 2004

DISP App 1.6 Criteria for determining complaints

SUP 3.10 Duties of auditors: notification and report on client assets

As Published: 2004

SUP 3.10 Duties of auditors: notification and report on client assets

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

BIPRU 7.10 Use of a Value at Risk Model

As Published: 2007

BIPRU 7.10 Use of a Value at Risk Model

DISP App 1.2 Eligible complaint

As Published: 2002

DISP App 1.2 Eligible complaint

SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention

FEES 6.3 The FSCS's power to impose levies

As Published: 2006

FEES 6.3 The FSCS's power to impose levies

PERG 5.12 Link between activities and the United Kingdom

As Published: 2005

PERG 5.12 Link between activities and the United Kingdom

SUP 6.2 Introduction

As Published: 2005

SUP 6.2 Introduction

SUP 13A.1 Application and purpose

As Published: 2005

SUP 13A.1 Application and purpose

PR 5.3 Certificate of approval

As Published: 2005

PR 5.3 Certificate of approval

SUP 12.5 Contracts: required terms

As Published: 2002

SUP 12.5 Contracts: required terms

COND 2.3 Threshold condition 3: Close links

As Published: 2004

COND 2.3 Threshold condition 3: Close links

FEES 5.4 Information requirement

As Published: 2006

FEES 5.4 Information requirement

COLL 9.1 Application and general information

As Published: 2004

COLL 9.1 Application and general information

REC 3.10 Complaints

As Published: 2001

REC 3.10 Complaints

SUP 3.2 Purpose

As Published: 2001

SUP 3.2 Purpose