Search Result

41 - 60 of 643 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 4.11 Link between activities and the United Kingdom

As Published: 2005

PERG 4.11 Link between activities and the United Kingdom

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

As Published: 2006

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

SUP 6.2 Introduction

As Published: 2005

SUP 6.2 Introduction

ICOB 6.1 Application and purpose

As Published: 2004

ICOB 6.1 Application and purpose

BIPRU 8.6 Consolidated capital resources

As Published: 2006

BIPRU 8.6 Consolidated capital resources

REC 5.2 Application process

As Published: 2001

REC 5.2 Application process

REC 2.5 Systems and controls

As Published: 2004

REC 2.5 Systems and controls

REC 3.6 Constitution and governance

As Published: 2001

REC 3.6 Constitution and governance

SYSC 10.1 Application

As Published: 2006

SYSC 10.1 Application

SUP 13A.3 Qualifications for authorisation under the Act

As Published: 2006

SUP 13A.3 Qualifications for authorisation under the Act

BIPRU 3.4 Risk weights under the standardised approach to credit risk

As Published: 2006

BIPRU 3.4 Risk weights under the standardised approach to credit risk

SUP 11.3 Requirements on controllers or proposed controllers under the Act

As Published: 2001

SUP 11.3 Requirements on controllers or proposed controllers under the Act

ICOB 8.1 Application and purpose

As Published: 2005

ICOB 8.1 Application and purpose

CASS 5.4 Non-statutory client money trust

As Published: 2004

CASS 5.4 Non-statutory client money trust

GENPRU 2.2 Capital resources

As Published: 2006

GENPRU 2.2 Capital resources

REC 1.1 Application

As Published: 2005

REC 1.1 Application

CRED 2.2 Structure

As Published: 2004

CRED 2.2 Structure

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

As Published: 2005

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

COLL 5.2 General investment powers and limits for UCITS schemes

As Published: 2005

COLL 5.2 General investment powers and limits for UCITS schemes

LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications