Search Result

341 - 360 of 795 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 1.3 Market abuse (insider dealing)

As Published: 2001

MAR 1.3 Market abuse (insider dealing)

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

REC 4.1 Application and purpose

As Published: 2001

REC 4.1 Application and purpose

CRED 7.1 Application, purpose and interpretation

As Published: 2004

CRED 7.1 Application, purpose and interpretation

SUP 5.6 Confidential information and privilege

As Published: 2001

SUP 5.6 Confidential information and privilege

PERG 5.14 Exemptions

As Published: 2005

PERG 5.14 Exemptions

BIPRU 11.5 Technical criteria on disclosure: General requirements

As Published: 2007

BIPRU 11.5 Technical criteria on disclosure: General requirements

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

As Published: 2007

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

PR 5.3 Certificate of approval

As Published: 2005

PR 5.3 Certificate of approval

MAR 5.3 Notification of establishment of an ATS

As Published: 2004

MAR 5.3 Notification of establishment of an ATS

APER 1.2 Purpose

As Published: 2001

APER 1.2 Purpose

SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

ICOB 2.2 Communication

As Published: 2004

ICOB 2.2 Communication

PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

PERG 7.2 Introduction

As Published: 2005

PERG 7.2 Introduction

SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

DISP App 1.5 Determination of complaints

As Published: 2002

DISP App 1.5 Determination of complaints

SUP 16.11 Product Sales Data Reporting

As Published: 2004

SUP 16.11 Product Sales Data Reporting

SUP 18.1 Application

As Published: 2001

SUP 18.1 Application