Search Result

221 - 240 of 715 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 7.6 Applications for a certificate

As Published: 2005

PERG 7.6 Applications for a certificate

FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

PERG 5.2 Introduction

As Published: 2005

PERG 5.2 Introduction

PERG 10.5 Employers and affinity groups (such as trade unions)

As Published: 2006

PERG 10.5 Employers and affinity groups (such as trade unions)

LR 8.4 Role of a sponsor: transactions

As Published: 2005

LR 8.4 Role of a sponsor: transactions

SYSC 13.9 Outsourcing

As Published: 2006

SYSC 13.9 Outsourcing

SYSC 6.3 Financial crime

As Published: 2007

SYSC 6.3 Financial crime

BIPRU 3.4 Risk weights under the standardised approach to credit risk

As Published: 2006

BIPRU 3.4 Risk weights under the standardised approach to credit risk

COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations

PERG 2.8 Exclusions applicable to particular regulated activities

As Published: 2005

PERG 2.8 Exclusions applicable to particular regulated activities

DTR 6.1 Information requirements for issuers of shares and debt securities

As Published: 2006

DTR 6.1 Information requirements for issuers of shares and debt securities

SUP 4.3 Appointment of actuaries

As Published: 2004

SUP 4.3 Appointment of actuaries

SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements

PR 4.1 Use of languages

As Published: 2005

PR 4.1 Use of languages

SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

LR 8.3 Role of a sponsor: general

As Published: 2005

LR 8.3 Role of a sponsor: general

PERG 2.4 Link between activities and the United Kingdom

As Published: 2005

PERG 2.4 Link between activities and the United Kingdom

SUP 13.1 Application and purpose

As Published: 2001

SUP 13.1 Application and purpose

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping