Search Result

121 - 140 of 657 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 13A.7 Top-up permission

As Published: 2006

SUP 13A.7 Top-up permission

COND 2.5 Threshold condition 5: Suitability

As Published: 2004

COND 2.5 Threshold condition 5: Suitability

FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

PR 5.3 Certificate of approval

As Published: 2005

PR 5.3 Certificate of approval

PERG 2.6 Specified investments: a broad outline

As Published: 2005

PERG 2.6 Specified investments: a broad outline

SUP 14.4 Notices of proposed changes: form and delivery

As Published: 2001

SUP 14.4 Notices of proposed changes: form and delivery

FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

As Published: 2005

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

DISP App 1.1 Application and Purpose

As Published: 2005

DISP App 1.1 Application and Purpose

DISP 1.1 Application and Purpose

As Published: 2001

DISP 1.1 Application and Purpose

REC 6.2 Applications

As Published: 2001

REC 6.2 Applications

SUP 13.11 Record keeping

As Published: 2001

SUP 13.11 Record keeping

PERG 8.21 Company statements, announcements and briefings

As Published: 2005

PERG 8.21 Company statements, announcements and briefings

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

As Published: 2007

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

SUP 13.2 Introduction

As Published: 2001

SUP 13.2 Introduction

SUP 13.8 Changes of details: provision of notices to the FSA

As Published: 2001

SUP 13.8 Changes of details: provision of notices to the FSA

SUP 15.9 Notifications by members of financial conglomerates

As Published: 2004

SUP 15.9 Notifications by members of financial conglomerates