Search Result

121 - 140 of 764 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

ICOB 6.1 Application and purpose

As Published: 2004

ICOB 6.1 Application and purpose

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

SUP 6.4 Applications for cancellation of permission

As Published: 2004

SUP 6.4 Applications for cancellation of permission

SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

LR 10.2 Classifying transactions

As Published: 2005

LR 10.2 Classifying transactions

DISP 1.1 Application and Purpose

As Published: 2001

DISP 1.1 Application and Purpose

GEN 2.2 Interpreting the Handbook

As Published: 2004

GEN 2.2 Interpreting the Handbook

REC 3.3 Waivers

As Published: 2001

REC 3.3 Waivers

SUP 2.2 Information gathering by the FSA on its own initiative: background

As Published: 2001

SUP 2.2 Information gathering by the FSA on its own initiative: background

PR 3.3 Advertisements

As Published: 2005

PR 3.3 Advertisements

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

As Published: 2005

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

PERG 4.6 Advising on regulated mortgage contracts

As Published: 2005

PERG 4.6 Advising on regulated mortgage contracts

PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

DTR 2.5 Delaying disclosure of inside information

As Published: 2005

DTR 2.5 Delaying disclosure of inside information

BIPRU 7.8 Securities underwriting

As Published: 2007

BIPRU 7.8 Securities underwriting

LR 18.4 Continuing obligations

As Published: 2006

LR 18.4 Continuing obligations

PR 2.4 Incorporation by reference

As Published: 2005

PR 2.4 Incorporation by reference

COB 11.6 Delegation to a permitted third party.

As Published: 2001

COB 11.6 Delegation to a permitted third party.