Search Result

61 - 80 of 787 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 8.5 Powers and responsibilities

As Published: 2006

COLL 8.5 Powers and responsibilities

DISP 1.1 Application and Purpose

As Published: 2001

DISP 1.1 Application and Purpose

LR 4.2 Contents and format of listing particulars

As Published: 2005

LR 4.2 Contents and format of listing particulars

LR 2.2 Requirements for all securities

As Published: 2005

LR 2.2 Requirements for all securities

SUP 8.3 Applying for a waiver

As Published: 2002

SUP 8.3 Applying for a waiver

PERG 2.6 Specified investments: a broad outline

As Published: 2005

PERG 2.6 Specified investments: a broad outline

PR 2.4 Incorporation by reference

As Published: 2005

PR 2.4 Incorporation by reference

FEES 4.3 Periodic fee payable by firms (other than ICVCs and UCITS qualifiers)

As Published: 2006

FEES 4.3 Periodic fee payable by firms (other than ICVCs and UCITS qualifiers)

CRED 2.2 Structure

As Published: 2004

CRED 2.2 Structure

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

As Published: 2006

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

PERG 2.7 Activities: a broad outline

As Published: 2006

PERG 2.7 Activities: a broad outline

PERG 8.12 Exemptions applying to all controlled activities

As Published: 2005

PERG 8.12 Exemptions applying to all controlled activities

LR 4.3 Approval and publication of listing particulars

As Published: 2005

LR 4.3 Approval and publication of listing particulars

LR 4.4 Miscellaneous

As Published: 2005

LR 4.4 Miscellaneous

SUP 3.8 Rights and duties of auditors

As Published: 2004

SUP 3.8 Rights and duties of auditors

LR 3.5 Block listing and formal application

As Published: 2005

LR 3.5 Block listing and formal application

REC 3.14 Products, services and normal hours of operation

As Published: 2001

REC 3.14 Products, services and normal hours of operation

PERG 8.14 Other financial promotions

As Published: 2005

PERG 8.14 Other financial promotions

SUP 13A.1 Application and purpose

As Published: 2005

SUP 13A.1 Application and purpose

SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements