Search Result

421 - 440 of 757 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 5.1 Application and purpose

As Published: 2004

MAR 5.1 Application and purpose

SYSC 10.2 Chinese walls

As Published: 2007

SYSC 10.2 Chinese walls

MCOB 1.2 General application: who? what?

As Published: 2005

MCOB 1.2 General application: who? what?

FEES 5.4 Information requirement

As Published: 2006

FEES 5.4 Information requirement

SYSC 13.7 Processes and systems

As Published: 2006

SYSC 13.7 Processes and systems

LR 15.2 Requirements for listing

As Published: 2005

LR 15.2 Requirements for listing

BIPRU 1.1 Application

As Published: 2006

BIPRU 1.1 Application

GEN 4.4 Business for private customers from non-UK offices

As Published: 2004

GEN 4.4 Business for private customers from non-UK offices

MCOB 12.1 Application

As Published: 2004

MCOB 12.1 Application

COLL 8.2 Constitution

As Published: 2004

COLL 8.2 Constitution

DISP 4.2 The standard terms

As Published: 2005

DISP 4.2 The standard terms

PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

PRIN 3.2 What?

As Published: 2004

PRIN 3.2 What?

BIPRU 7.1 Application, purpose, general provisions and non-standard transactions

As Published: 2006

BIPRU 7.1 Application, purpose, general provisions and non-standard transactions

PERG 9.5 The property condition (section 236(2) of the Act)

As Published: 2005

PERG 9.5 The property condition (section 236(2) of the Act)

PERG 5.1 Application and purpose

As Published: 2005

PERG 5.1 Application and purpose

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

As Published: 2005

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

As Published: 2005

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

COLL 5.4 Stock lending

As Published: 2004

COLL 5.4 Stock lending

INSPRU 8.4 Capacity Transfer Market

As Published: 2006

INSPRU 8.4 Capacity Transfer Market