Search Result

201 - 220 of 829 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 5.1 Skills, knowledge and expertise

As Published: 2006

SYSC 5.1 Skills, knowledge and expertise

SUP 14.6 Cancelling qualification for authorisation

As Published: 2004

SUP 14.6 Cancelling qualification for authorisation

DTR 1.4 Suspension of trading

As Published: 2005

DTR 1.4 Suspension of trading

BIPRU 1.2 Definition of the trading book

As Published: 2007

BIPRU 1.2 Definition of the trading book

COLL 6.1 Introduction and Application

As Published: 2006

COLL 6.1 Introduction and Application

ICOB 3.2 Application: who?

As Published: 2005

ICOB 3.2 Application: who?

COLL 8.2 Constitution

As Published: 2004

COLL 8.2 Constitution

SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance

BIPRU 5.4 Financial collateral

As Published: 2006

BIPRU 5.4 Financial collateral

SUP App 3.3 Background

As Published: 2004

SUP App 3.3 Background

BIPRU 11.5 Technical criteria on disclosure: General requirements

As Published: 2007

BIPRU 11.5 Technical criteria on disclosure: General requirements

DISP 1.3 Internal complaint handling procedures: additional requirements

As Published: 2003

DISP 1.3 Internal complaint handling procedures: additional requirements

PERG 8.4 Invitation or inducement

As Published: 2005

PERG 8.4 Invitation or inducement

PERG 9.1 Application and Purpose

As Published: 2005

PERG 9.1 Application and Purpose

SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

LR 5.5 Miscellaneous

As Published: 2005

LR 5.5 Miscellaneous

SYSC 18.1 Application

As Published: 2006

SYSC 18.1 Application