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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.1 Application and purpose

As Published: 2001

REC 3.1 Application and purpose

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APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

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PERG 9.1 Application and Purpose

As Published: 2005

PERG 9.1 Application and Purpose

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BIPRU 11.5 Technical criteria on disclosure: General requirements

As Published: 2007

BIPRU 11.5 Technical criteria on disclosure: General requirements

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DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

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APER 4.2 Statement of Principle 2

As Published: 2005

APER 4.2 Statement of Principle 2

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PERG 5.13 Appointed representatives

As Published: 2005

PERG 5.13 Appointed representatives

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DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

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PR 5.3 Certificate of approval

As Published: 2005

PR 5.3 Certificate of approval

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SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

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REC 3.20 Disciplinary action relating to members

As Published: 2001

REC 3.20 Disciplinary action relating to members

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COLL 7.3 Winding up a solvent ICVC and terminating a sub-fund of an ICVC

As Published: 2004

COLL 7.3 Winding up a solvent ICVC and terminating a sub-fund of an ICVC

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SUP 9.4 Reliance on individual guidance

As Published: 2001

SUP 9.4 Reliance on individual guidance

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FEES 4.2 Obligation to pay periodic fees

As Published: 2006

FEES 4.2 Obligation to pay periodic fees

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SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

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PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

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SUP 8.1 Application and purpose

As Published: 2003

SUP 8.1 Application and purpose

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COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2004

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

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COND 2.2 Threshold condition 2: Location of offices

As Published: 2004

COND 2.2 Threshold condition 2: Location of offices

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PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

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