Search Result

161 - 180 of 441 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 6.6 The factors

As Published: 2005

PERG 6.6 The factors

MCOB 7.1 Application

As Published: 2004

MCOB 7.1 Application

SUP App 3.6 Freedom to provide services

As Published: 2004

SUP App 3.6 Freedom to provide services

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

As Published: 2006

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

COB 2.3 Reliance on others

As Published: 2003

COB 2.3 Reliance on others

ICOB 4.6 Commission disclosure for commercial customers

As Published: 2004

ICOB 4.6 Commission disclosure for commercial customers

ICOB 4.3 Suitability

As Published: 2006

ICOB 4.3 Suitability

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

As Published: 2005

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

PERG 4.12 Appointed representatives

As Published: 2005

PERG 4.12 Appointed representatives

DISP 2.7 The territorial scope of the jurisdiction of the Financial Ombudsman Service

As Published: 2002

DISP 2.7 The territorial scope of the jurisdiction of the Financial Ombudsman Service

LR 8.3 Role of a sponsor: general

As Published: 2005

LR 8.3 Role of a sponsor: general

CASS 3.1 Application and Purpose

As Published: 2004

CASS 3.1 Application and Purpose

SYSC 10.1 Application

As Published: 2006

SYSC 10.1 Application

PERG 8.12 Exemptions applying to all controlled activities

As Published: 2005

PERG 8.12 Exemptions applying to all controlled activities

COLL 7.3 Winding up a solvent ICVC and terminating a sub-fund of an ICVC

As Published: 2004

COLL 7.3 Winding up a solvent ICVC and terminating a sub-fund of an ICVC

LR 9.2 Requirements with continuing application

As Published: 2006

LR 9.2 Requirements with continuing application

PERG 14.1 Background

As Published: 2006

PERG 14.1 Background

SUP App 3.10 Mapping of Insurance Directives to the Regulated Activities Order

As Published: 2004

SUP App 3.10 Mapping of Insurance Directives to the Regulated Activities Order

PERG 4.1 Application and purpose

As Published: 2005

PERG 4.1 Application and purpose

SYSC 13.6 People

As Published: 2006

SYSC 13.6 People