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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

BIPRU 8.6 Consolidated capital resources

As Published: 2006

BIPRU 8.6 Consolidated capital resources

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

ICOB 3.2 Application: who?

As Published: 2005

ICOB 3.2 Application: who?

SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

SUP 5.5 Duties of firms

As Published: 2001

SUP 5.5 Duties of firms

SYSC 3.2 Areas covered by systems and controls

As Published: 2002

SYSC 3.2 Areas covered by systems and controls

SUP 13.6 Changes to branches

As Published: 2001

SUP 13.6 Changes to branches

SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements

LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

SUP 7.2 The FSA's powers to set individual requirements on its own initiative

As Published: 2001

SUP 7.2 The FSA's powers to set individual requirements on its own initiative

LR 17.3 Requirements with continuing application

As Published: 2006

LR 17.3 Requirements with continuing application

DISP 1.1 Application and Purpose

As Published: 2001

DISP 1.1 Application and Purpose

PERG 5.12 Link between activities and the United Kingdom

As Published: 2005

PERG 5.12 Link between activities and the United Kingdom

PERG 4.12 Appointed representatives

As Published: 2005

PERG 4.12 Appointed representatives

SYSC 8.1 General outsourcing requirements [Note: Not mandatory for a common platform firm until 01/11/07. See SYSC TP1]

As Published: 2006

SYSC 8.1 General outsourcing requirements [Note: Not mandatory for a common platform firm until 01/11/07. See SYSC TP1]

FEES 6.7 Payment of levies

As Published: 2006

FEES 6.7 Payment of levies

FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

SUP 7.1 Application and purpose

As Published: 2001

SUP 7.1 Application and purpose