Search Result

81 - 100 of 765 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COB 1.1 Application and Purpose

As Published: 2001

COB 1.1 Application and Purpose

COB 10.1 Application

As Published: 2006

COB 10.1 Application

COLL 7.3 Winding up a solvent ICVC and terminating a sub-fund of an ICVC

As Published: 2004

COLL 7.3 Winding up a solvent ICVC and terminating a sub-fund of an ICVC

COB 3.3 Application: where?

As Published: 2001

COB 3.3 Application: where?

SUP 13.3 Establishing a branch in another EEA State

As Published: 2001

SUP 13.3 Establishing a branch in another EEA State

COB 10.3 Modification of the allocation rule

As Published: 2001

COB 10.3 Modification of the allocation rule

SUP 13.12 Sources of further information

As Published: 2001

SUP 13.12 Sources of further information

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

COLL 5.4 Stock lending

As Published: 2004

COLL 5.4 Stock lending

PR App 1.1

As Published: 2005

PR App 1.1

LR 9.2 Requirements with continuing application

As Published: 2006

LR 9.2 Requirements with continuing application

COB 3.6 Confirmation of compliance

As Published: 2001

COB 3.6 Confirmation of compliance

MAR 1.3 Market abuse (insider dealing)

As Published: 2001

MAR 1.3 Market abuse (insider dealing)

SUP 13.4 Providing cross border services into another EEA State

As Published: 2001

SUP 13.4 Providing cross border services into another EEA State

ICOB 8.4 Unsolicited services

As Published: 2004

ICOB 8.4 Unsolicited services

GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application

SUP 6.3 Applications for variation of permission

As Published: 2001

SUP 6.3 Applications for variation of permission

LR 8.4 Role of a sponsor: transactions

As Published: 2005

LR 8.4 Role of a sponsor: transactions

COLL 5.3 Derivative exposure

As Published: 2005

COLL 5.3 Derivative exposure

LR 13.5 Financial information in Class 1 Circulars

As Published: 2005

LR 13.5 Financial information in Class 1 Circulars