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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

APER 4.3 Statement of Principle 3

As Published: 2001

APER 4.3 Statement of Principle 3

DTR 5.9 Filing of information with competent authority

As Published: 2007

DTR 5.9 Filing of information with competent authority

DTR 2.7 Dealing with rumours

As Published: 2005

DTR 2.7 Dealing with rumours

LR 16.1 Application

As Published: 2005

LR 16.1 Application

DISP 3.5 Evidence

As Published: 2002

DISP 3.5 Evidence

REC 3.23 Default

As Published: 2001

REC 3.23 Default

MCOB 13.1 Application

As Published: 2004

MCOB 13.1 Application

PERG 4.9 Agreeing to carry on a regulated activity

As Published: 2005

PERG 4.9 Agreeing to carry on a regulated activity

DISP 1.6 Cooperation by firms with the Ombudsman

As Published: 2002

DISP 1.6 Cooperation by firms with the Ombudsman

LR 9.7A Preliminary statement of annual results, statement of dividends and half-yearly reports

As Published: 2006

LR 9.7A Preliminary statement of annual results, statement of dividends and half-yearly reports

FEES 5.7 Payment

As Published: 2006

FEES 5.7 Payment

LR 9.4 Documents requiring prior approval

As Published: 2005

LR 9.4 Documents requiring prior approval

DISP App 1.2 Eligible complaint

As Published: 2002

DISP App 1.2 Eligible complaint

MAR 1.6 Market abuse (manipulating transactions)

As Published: 2005

MAR 1.6 Market abuse (manipulating transactions)

BIPRU 13.8 Securities financing transactions

As Published: 2006

BIPRU 13.8 Securities financing transactions

MCOB 7.6 Event-driven information

As Published: 2004

MCOB 7.6 Event-driven information

LR 9.8 Annual financial report

As Published: 2006

LR 9.8 Annual financial report

LR 15.5 Property investment companies

As Published: 2005

LR 15.5 Property investment companies

COLL 5.4 Stock lending

As Published: 2004

COLL 5.4 Stock lending

DTR 3.1

As Published: 2005

DTR 3.1