Search Result

641 - 660 of 779 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COB 10.4 Suitability of the portfolio of an unregulated collective investment scheme

As Published: 2001

COB 10.4 Suitability of the portfolio of an unregulated collective investment scheme

REC 4.3 Risk assessments for UK recognised bodies

As Published: 2001

REC 4.3 Risk assessments for UK recognised bodies

REC 3.22 Restriction of, or instruction to close out, open positions

As Published: 2001

REC 3.22 Restriction of, or instruction to close out, open positions

COB 10.5 Modification of the best execution rule

As Published: 2001

COB 10.5 Modification of the best execution rule

BIPRU 13.2 Unusual Transactions

As Published: 2007

BIPRU 13.2 Unusual Transactions

REC 3.23 Default

As Published: 2001

REC 3.23 Default

SYSC 13.10 Insurance

As Published: 2006

SYSC 13.10 Insurance

GENPRU 1.1 Application

As Published: 2006

GENPRU 1.1 Application

MIPRU 1.1 Application

As Published: 2006

MIPRU 1.1 Application

DTR 1.5 Fees, market abuse safe harbours and sanctions

As Published: 2005

DTR 1.5 Fees, market abuse safe harbours and sanctions

LR 1.2 Modifying rules and consulting the FSA

As Published: 2005

LR 1.2 Modifying rules and consulting the FSA

PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

SUP 11.1 Application

As Published: 2001

SUP 11.1 Application

MAR 1.10 Statutory exceptions

As Published: 2001

MAR 1.10 Statutory exceptions

MCOB 4.1 Application

As Published: 2004

MCOB 4.1 Application

BIPRU 3.5 Simplified method of calculating risk weights

As Published: 2007

BIPRU 3.5 Simplified method of calculating risk weights

MAR 5.1 Application and purpose

As Published: 2004

MAR 5.1 Application and purpose

MCOB 5.2 Purpose

As Published: 2004

MCOB 5.2 Purpose

MCOB 5.3 Applying for a regulated mortgage contract

As Published: 2004

MCOB 5.3 Applying for a regulated mortgage contract

MCOB 10.1 Application

As Published: 2004

MCOB 10.1 Application