Search Result

481 - 500 of 884 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 1.2 Modifying rules and consulting the FSA

As Published: 2005

LR 1.2 Modifying rules and consulting the FSA

SUP App 2.10 Grant or variation of permission

As Published: 2001

SUP App 2.10 Grant or variation of permission

REC 5.1 Introduction and legal background

As Published: 2001

REC 5.1 Introduction and legal background

PERG 1.5 What other guidance about the perimeter is available from the FSA?

As Published: 2006

PERG 1.5 What other guidance about the perimeter is available from the FSA?

PR 5.6 Miscellaneous

As Published: 2005

PR 5.6 Miscellaneous

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

PERG 5.10 Renewals

As Published: 2005

PERG 5.10 Renewals

PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

COLL 5.1 Introduction

As Published: 2004

COLL 5.1 Introduction

LR 12.5 Purchase of own securities other than equity shares

As Published: 2005

LR 12.5 Purchase of own securities other than equity shares

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

COLL 6.4 Title and registers

As Published: 2004

COLL 6.4 Title and registers

SYSC 13.1 Application

As Published: 2006

SYSC 13.1 Application

REC 4.6 The section 296 power to give directions

As Published: 2001

REC 4.6 The section 296 power to give directions

REC 3.7 Auditors

As Published: 2001

REC 3.7 Auditors

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

As Published: 2005

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

PERG 7.5 When is it appropriate to apply for a certificate?

As Published: 2005

PERG 7.5 When is it appropriate to apply for a certificate?

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

PR 3.2 Filing and publication of prospectus

As Published: 2005

PR 3.2 Filing and publication of prospectus

BIPRU 5.3 On balance sheet netting

As Published: 2007

BIPRU 5.3 On balance sheet netting