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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 4.2 Half-yearly financial reports

As Published: 2007

DTR 4.2 Half-yearly financial reports

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SUP 5.6 Confidential information and privilege

As Published: 2001

SUP 5.6 Confidential information and privilege

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LR 13.8 Other circulars

As Published: 2005

LR 13.8 Other circulars

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APER 4.7 Statement of Principle 7

As Published: 2006

APER 4.7 Statement of Principle 7

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COB 4.1 Client classification

As Published: 2001

COB 4.1 Client classification

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REC 3.16 Information technology systems

As Published: 2001

REC 3.16 Information technology systems

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MCOB 1.5 Application to appointed representatives

As Published: 2004

MCOB 1.5 Application to appointed representatives

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LR 8.1 Application

As Published: 2005

LR 8.1 Application

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BIPRU 13.2 Unusual Transactions

As Published: 2007

BIPRU 13.2 Unusual Transactions

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CRED 9.2 General requirements

As Published: 2004

CRED 9.2 General requirements

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DTR 1.1 Application and purpose (Disclosure rules)

As Published: 2005

DTR 1.1 Application and purpose (Disclosure rules)

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SUP 5.5 Duties of firms

As Published: 2001

SUP 5.5 Duties of firms

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PERG 9.6 The investment condition (section 236(3) of the Act): general

As Published: 2005

PERG 9.6 The investment condition (section 236(3) of the Act): general

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FIT 2.2 Competence and capability

As Published: 2001

FIT 2.2 Competence and capability

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PR 1.2 Requirement for a prospectus and exemptions

As Published: 2005

PR 1.2 Requirement for a prospectus and exemptions

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COB 2.4 Chinese walls

As Published: 2001

COB 2.4 Chinese walls

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GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

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PERG 8.8 Having an effect in the United Kingdom

As Published: 2005

PERG 8.8 Having an effect in the United Kingdom

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REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

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CASS 5.3 Statutory trust

As Published: 2004

CASS 5.3 Statutory trust

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