Search Result

461 - 480 of 884 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MCOB 2.7 Application to electronic media and distance communications

As Published: 2004

MCOB 2.7 Application to electronic media and distance communications

REC 3.2 Form and method of notification

As Published: 2001

REC 3.2 Form and method of notification

BIPRU 2.3 Interest rate risk in the non-trading book

As Published: 2006

BIPRU 2.3 Interest rate risk in the non-trading book

MAR 5.3 Notification of establishment of an ATS

As Published: 2004

MAR 5.3 Notification of establishment of an ATS

GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

LR 10.4 Class 2 requirements

As Published: 2005

LR 10.4 Class 2 requirements

PERG 10.2 General issues

As Published: 2006

PERG 10.2 General issues

MCOB 5.1 Application

As Published: 2004

MCOB 5.1 Application

MCOB 9.5 Disclosure at the offer stage for lifetime mortgages

As Published: 2004

MCOB 9.5 Disclosure at the offer stage for lifetime mortgages

REC 2.10 Financial crime and market abuse

As Published: 2004

REC 2.10 Financial crime and market abuse

REC 3.5 Disciplinary action and events relating to key individuals

As Published: 2001

REC 3.5 Disciplinary action and events relating to key individuals

DTR 5.8 Procedures for the notification and disclosure of major holdings

As Published: 2007

DTR 5.8 Procedures for the notification and disclosure of major holdings

COLL 7.5 Schemes or sub-funds that are not commercially viable

As Published: 2004

COLL 7.5 Schemes or sub-funds that are not commercially viable

MCOB 4.6 Cancellation of distance mortgage mediation contracts

As Published: 2004

MCOB 4.6 Cancellation of distance mortgage mediation contracts

LR 4.4 Miscellaneous

As Published: 2005

LR 4.4 Miscellaneous

FEES 5.1 Application and Purpose

As Published: 2005

FEES 5.1 Application and Purpose

BIPRU 9.11 Calculation of risk weighted exposure amounts under the standardised approach to securitisations

As Published: 2007

BIPRU 9.11 Calculation of risk weighted exposure amounts under the standardised approach to securitisations

PRIN 3.2 What?

As Published: 2004

PRIN 3.2 What?

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives

As Published: 2001

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives

FIT 2.3 Financial soundness

As Published: 2001

FIT 2.3 Financial soundness