Search Result

441 - 460 of 824 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 12.1 Background

As Published: 2006

PERG 12.1 Background

LR 9.7A Preliminary statement of annual results, statement of dividends and half-yearly reports

As Published: 2006

LR 9.7A Preliminary statement of annual results, statement of dividends and half-yearly reports

BIPRU 3.6 Use of rating agencies' credit assessments for the determination of risk weights under the standardised approach to credit risk

As Published: 2006

BIPRU 3.6 Use of rating agencies' credit assessments for the determination of risk weights under the standardised approach to credit risk

PERG 4.6 Advising on regulated mortgage contracts

As Published: 2005

PERG 4.6 Advising on regulated mortgage contracts

COB 9.2 These provisions have been moved to the Client Assets sourcebook (CASS)

As Published: 2003

COB 9.2 These provisions have been moved to the Client Assets sourcebook (CASS)

SUP 13A.6 Which rules will an incoming EEA firm be subject to?

As Published: 2006

SUP 13A.6 Which rules will an incoming EEA firm be subject to?

PR 3.4 Supplementary prospectus

As Published: 2005

PR 3.4 Supplementary prospectus

COLL 6.7 Payments

As Published: 2005

COLL 6.7 Payments

SYSC 1.2 Purpose

As Published: 2006

SYSC 1.2 Purpose

COB 11.8 Proper advice

As Published: 2001

COB 11.8 Proper advice

PERG 9.5 The property condition (section 236(2) of the Act)

As Published: 2005

PERG 9.5 The property condition (section 236(2) of the Act)

SUP 14.8 Further guidance

As Published: 2001

SUP 14.8 Further guidance

COB 2.4 Chinese walls

As Published: 2001

COB 2.4 Chinese walls

REC 4.3 Risk assessments for UK recognised bodies

As Published: 2001

REC 4.3 Risk assessments for UK recognised bodies

PERG 8.36 Illustrative tables

As Published: 2005

PERG 8.36 Illustrative tables

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

PERG 2.8 Exclusions applicable to particular regulated activities

As Published: 2005

PERG 2.8 Exclusions applicable to particular regulated activities

PERG 8.34 The business test

As Published: 2005

PERG 8.34 The business test

PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

DISP 2.1 Application and Purpose

As Published: 2003

DISP 2.1 Application and Purpose