Search Result

441 - 460 of 659 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 14.2 General issues

As Published: 2006

PERG 14.2 General issues

SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

As Published: 2007

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

COLL 6.8 Income: accounting, allocation and distribution

As Published: 2006

COLL 6.8 Income: accounting, allocation and distribution

SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

LR 18.4 Continuing obligations

As Published: 2006

LR 18.4 Continuing obligations

SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

GENPRU 3.2 Third-country groups

As Published: 2007

GENPRU 3.2 Third-country groups

MCOB 6.3 General

As Published: 2004

MCOB 6.3 General

SUP 7.3 Criteria for varying a firm's permission

As Published: 2004

SUP 7.3 Criteria for varying a firm's permission

SUP 16.9 Appointed representatives annual report

As Published: 2002

SUP 16.9 Appointed representatives annual report

DISP App 1.1 Application and Purpose

As Published: 2005

DISP App 1.1 Application and Purpose

LR 10.2 Classifying transactions

As Published: 2005

LR 10.2 Classifying transactions

PERG 4.12 Appointed representatives

As Published: 2005

PERG 4.12 Appointed representatives

COB 10.4 Suitability of the portfolio of an unregulated collective investment scheme

As Published: 2001

COB 10.4 Suitability of the portfolio of an unregulated collective investment scheme

SUP 5.4 Appointment and reporting process

As Published: 2001

SUP 5.4 Appointment and reporting process

FEES 6.3 The FSCS's power to impose levies

As Published: 2006

FEES 6.3 The FSCS's power to impose levies