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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

APER 4.4 Statement of Principle 4

As Published: 2001

APER 4.4 Statement of Principle 4

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PERG 9.6 The investment condition (section 236(3) of the Act): general

As Published: 2005

PERG 9.6 The investment condition (section 236(3) of the Act): general

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PERG 9.11 Frequently Asked Questions

As Published: 2005

PERG 9.11 Frequently Asked Questions

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LR 3.1 Application

As Published: 2005

LR 3.1 Application

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LR 17.2 Requirements for listing and listing applications

As Published: 2005

LR 17.2 Requirements for listing and listing applications

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REC 3.2 Form and method of notification

As Published: 2001

REC 3.2 Form and method of notification

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LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

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DTR 3.1

As Published: 2005

DTR 3.1

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REC 5.1 Introduction and legal background

As Published: 2001

REC 5.1 Introduction and legal background

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DTR 1.5 Fees, market abuse safe harbours and sanctions

As Published: 2005

DTR 1.5 Fees, market abuse safe harbours and sanctions

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PERG 8.14 Other financial promotions

As Published: 2005

PERG 8.14 Other financial promotions

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SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

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FIT 1.1 Application and purpose

As Published: 2003

FIT 1.1 Application and purpose

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COLL 5.1 Introduction

As Published: 2004

COLL 5.1 Introduction

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SUP 3.3 Appointment of auditors

As Published: 2004

SUP 3.3 Appointment of auditors

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GEN 4.3 Letter disclosure

As Published: 2005

GEN 4.3 Letter disclosure

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MIPRU 4.2 Capital resources requirements

As Published: 2006

MIPRU 4.2 Capital resources requirements

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MCOB 5.6 Content of illustrations

As Published: 2004

MCOB 5.6 Content of illustrations

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REC 3.3 Waivers

As Published: 2001

REC 3.3 Waivers

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SUP 3.4 Auditors' qualifications

As Published: 2001

SUP 3.4 Auditors' qualifications

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