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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

ICOB 4.1 Application and purpose

As Published: 2006

ICOB 4.1 Application and purpose

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ICOB 2.1 Application: who?

As Published: 2005

ICOB 2.1 Application: who?

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FIT 1.1 Application and purpose

As Published: 2003

FIT 1.1 Application and purpose

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PRIN 2.1 The Principles

As Published: 2001

PRIN 2.1 The Principles

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FIT 1.2 Introduction

As Published: 2003

FIT 1.2 Introduction

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SUP 11.1 Application

As Published: 2001

SUP 11.1 Application

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SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

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REC 2.8 Settlement and clearing services

As Published: 2004

REC 2.8 Settlement and clearing services

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MAR 5.3 Notification of establishment of an ATS

As Published: 2004

MAR 5.3 Notification of establishment of an ATS

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LR 16.3 Continuing obligations

As Published: 2005

LR 16.3 Continuing obligations

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COLL 7.2 Suspension and restart of dealings

As Published: 2004

COLL 7.2 Suspension and restart of dealings

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PERG 14.5 The ‘by-way-of-business’ test

As Published: 2006

PERG 14.5 The ‘by-way-of-business’ test

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DTR 6.1 Information requirements for issuers of shares and debt securities

As Published: 2006

DTR 6.1 Information requirements for issuers of shares and debt securities

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PERG 8.10 Types of financial promotion

As Published: 2005

PERG 8.10 Types of financial promotion

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SUP 9.2 Making a request for individual guidance

As Published: 2005

SUP 9.2 Making a request for individual guidance

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APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

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REC 4.7 The section 297 power to revoke recognition

As Published: 2001

REC 4.7 The section 297 power to revoke recognition

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FEES 4.3 Periodic fee payable by firms (other than ICVCs and UCITS qualifiers)

As Published: 2006

FEES 4.3 Periodic fee payable by firms (other than ICVCs and UCITS qualifiers)

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COND 2.4 Threshold condition 4: Adequate resources

As Published: 2004

COND 2.4 Threshold condition 4: Adequate resources

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SUP 13.3 Establishing a branch in another EEA State

As Published: 2001

SUP 13.3 Establishing a branch in another EEA State

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