Search Result

181 - 200 of 840 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CASS 5.8 Safe keeping of client's documents and other assets

As Published: 2005

CASS 5.8 Safe keeping of client's documents and other assets

PERG 1.2 Introduction

As Published: 2005

PERG 1.2 Introduction

APER 4.4 Statement of Principle 4

As Published: 2001

APER 4.4 Statement of Principle 4

PERG 5.8 The regulated activities: advising on contracts of insurance

As Published: 2005

PERG 5.8 The regulated activities: advising on contracts of insurance

SYSC 6.2 Internal audit

As Published: 2007

SYSC 6.2 Internal audit

PERG 5.4 The business test

As Published: 2005

PERG 5.4 The business test

SUP 18.3 Insurance business transfers outside the United Kingdom

As Published: 2001

SUP 18.3 Insurance business transfers outside the United Kingdom

FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

SUP 11.8 Changes in the circumstances of existing controllers

As Published: 2004

SUP 11.8 Changes in the circumstances of existing controllers

SUP App 3.3 Background

As Published: 2004

SUP App 3.3 Background

PERG 12.3 Rights under a personal pension scheme

As Published: 2006

PERG 12.3 Rights under a personal pension scheme

SYSC 2.1 Apportionment of Responsibilities

As Published: 2002

SYSC 2.1 Apportionment of Responsibilities

PERG 1.4 General guidance to be found in PERG

As Published: 2006

PERG 1.4 General guidance to be found in PERG

DISP 2.1 Application and Purpose

As Published: 2003

DISP 2.1 Application and Purpose

SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

ICOB 6.4 Effects of cancellation

As Published: 2004

ICOB 6.4 Effects of cancellation

LR 9.2 Requirements with continuing application

As Published: 2006

LR 9.2 Requirements with continuing application

PERG 8.32 Arranging deals in investments

As Published: 2005

PERG 8.32 Arranging deals in investments

LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

PERG 4.10 Exclusions applying to more than one regulated activity

As Published: 2005

PERG 4.10 Exclusions applying to more than one regulated activity