Search Result

801 - 820 of 895 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DISP 1.6 Cooperation by firms with the Ombudsman

As Published: 2002

DISP 1.6 Cooperation by firms with the Ombudsman

PERG 14.7 Exemptions

As Published: 2006

PERG 14.7 Exemptions

GEN 4.4 Business for private customers from non-UK offices

As Published: 2004

GEN 4.4 Business for private customers from non-UK offices

GENPRU 1.4 Actions for damages

As Published: 2006

GENPRU 1.4 Actions for damages

SYSC 13.1 Application

As Published: 2006

SYSC 13.1 Application

COB 1.1 Application and Purpose

As Published: 2001

COB 1.1 Application and Purpose

MAR 5.1 Application and purpose

As Published: 2004

MAR 5.1 Application and purpose

MCOB 2.3 Inducements

As Published: 2004

MCOB 2.3 Inducements

PERG 14.6 Carrying on a regulated activity in the United Kingdom

As Published: 2006

PERG 14.6 Carrying on a regulated activity in the United Kingdom

FEES 4.1 Introduction

As Published: 2005

FEES 4.1 Introduction

APER 3.2 Factors relating to all Statements of Principle

As Published: 2001

APER 3.2 Factors relating to all Statements of Principle

PERG 8.35 Authorisation and exemption

As Published: 2005

PERG 8.35 Authorisation and exemption

MAR 4.1 Application and Purpose

As Published: 2001

MAR 4.1 Application and Purpose

COB 6.3 Post-sale confirmation: life policies

As Published: 2001

COB 6.3 Post-sale confirmation: life policies

ICOB 2.2 Communication

As Published: 2004

ICOB 2.2 Communication

PR 5.1 Validity of prospectus

As Published: 2005

PR 5.1 Validity of prospectus

MCOB 8.1 Application

As Published: 2004

MCOB 8.1 Application

ICOB 5.3 Provision of information to retail customers

As Published: 2004

ICOB 5.3 Provision of information to retail customers

MCOB 10.2 Purpose

As Published: 2004

MCOB 10.2 Purpose

PERG 5.5 The regulated activities: dealing in contracts as agent

As Published: 2005

PERG 5.5 The regulated activities: dealing in contracts as agent