Search Result

321 - 340 of 520 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MCOB 9.2 Purpose

As Published: 2004

MCOB 9.2 Purpose

COB 10.7 Periodic statements for an unregulated collective investment scheme

As Published: 2001

COB 10.7 Periodic statements for an unregulated collective investment scheme

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

COB 11.6 Delegation to a permitted third party.

As Published: 2001

COB 11.6 Delegation to a permitted third party.

MAR 4.3 Further Support of the Takeover Panel's Functions

As Published: 2001

MAR 4.3 Further Support of the Takeover Panel's Functions

PRIN 3.2 What?

As Published: 2004

PRIN 3.2 What?

COLL 6.1 Introduction and Application

As Published: 2006

COLL 6.1 Introduction and Application

COLL 3.1 Introduction

As Published: 2004

COLL 3.1 Introduction

COLL 4.1 Introduction

As Published: 2004

COLL 4.1 Introduction

PERG 14.5 The ‘by-way-of-business’ test

As Published: 2006

PERG 14.5 The ‘by-way-of-business’ test

PERG 8.24 Advising on investments

As Published: 2005

PERG 8.24 Advising on investments

PERG 5.16 Meaning of 'insurance mediation'

As Published: 2005

PERG 5.16 Meaning of 'insurance mediation'

COB 2.5 Exclusion of liability

As Published: 2004

COB 2.5 Exclusion of liability

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

As Published: 2005

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

PERG 5.10 Renewals

As Published: 2005

PERG 5.10 Renewals

PRIN 3.3 Where?

As Published: 2002

PRIN 3.3 Where?

COB 1.1 Application and Purpose

As Published: 2001

COB 1.1 Application and Purpose

MCOB 1.5 Application to appointed representatives

As Published: 2004

MCOB 1.5 Application to appointed representatives

PERG 6.2 Purpose of guidance

As Published: 2005

PERG 6.2 Purpose of guidance

PERG 5.5 The regulated activities: dealing in contracts as agent

As Published: 2005

PERG 5.5 The regulated activities: dealing in contracts as agent