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SUP App 3.9 Mapping of the Investment Services Directive , Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

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PERG 4.11 Link between activities and the United Kingdom

As Published: 2005

PERG 4.11 Link between activities and the United Kingdom

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DISP App 1.4 Time limits

As Published: 2002

DISP App 1.4 Time limits

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COLL 8.5 Powers and responsibilities

As Published: 2006

COLL 8.5 Powers and responsibilities

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DISP 3.1 Application and Purpose

As Published: 2003

DISP 3.1 Application and Purpose

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ICOB 8.3 Disclosure requirements

MCOB 13.4 Arrears: provision of information to the customer

COLL 4.2 Pre-sale notifications

DISP App 1.3 Eligible complainant

SUP 8.6 Publication of waivers

FEES 6.7 Payment of levies

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

DISP 2.1 Application and Purpose

ICOB 4.6 Commission disclosure for commercial customers

MCOB 5.5 Provision of illustrations

SUP 12.1 Application and purpose

PERG 5.2 Introduction

MCOB 6.5 Information to be provided in the offer document or separately

SYSC 4.1 General requirements

PRIN 1.2 Clients and the Principles

SUP App 3.9 Mapping of the Investment Services Directive , Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

PERG 4.11 Link between activities and the United Kingdom

DISP App 1.4 Time limits

COLL 8.5 Powers and responsibilities

DISP 3.1 Application and Purpose