Search Result

61 - 80 of 750 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 10.5 Class 1 requirements

As Published: 2005

LR 10.5 Class 1 requirements

PR 5.3 Certificate of approval

As Published: 2005

PR 5.3 Certificate of approval

SUP 14.3 Changes to cross border services

As Published: 2002

SUP 14.3 Changes to cross border services

PERG 8.12 Exemptions applying to all controlled activities

As Published: 2005

PERG 8.12 Exemptions applying to all controlled activities

SUP 18.4 Friendly Society transfers and amalgamations

As Published: 2001

SUP 18.4 Friendly Society transfers and amalgamations

PR 2.2 Format of prospectus

As Published: 2005

PR 2.2 Format of prospectus

REC 3.8 Financial and other information

As Published: 2001

REC 3.8 Financial and other information

PR 2.4 Incorporation by reference

As Published: 2005

PR 2.4 Incorporation by reference

DTR 1.4 Suspension of trading

As Published: 2005

DTR 1.4 Suspension of trading

LR 9.4 Documents requiring prior approval

As Published: 2005

LR 9.4 Documents requiring prior approval

BIPRU 7.10 Use of a Value at Risk Model

As Published: 2007

BIPRU 7.10 Use of a Value at Risk Model

MAR 1.2 Market Abuse: general

As Published: 2002

MAR 1.2 Market Abuse: general

SUP 13.6 Changes to branches

As Published: 2001

SUP 13.6 Changes to branches

FEES 3.2 Obligation to pay fees

As Published: 2006

FEES 3.2 Obligation to pay fees

GEN 2.2 Interpreting the Handbook

As Published: 2004

GEN 2.2 Interpreting the Handbook

LR 5.5 Miscellaneous

As Published: 2005

LR 5.5 Miscellaneous

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

As Published: 2007

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

PR 3.2 Filing and publication of prospectus

As Published: 2005

PR 3.2 Filing and publication of prospectus

CASS 5.5 Segregation and the operation of client money accounts

As Published: 2004

CASS 5.5 Segregation and the operation of client money accounts

LR 3.4 Debt and other securities

As Published: 2005

LR 3.4 Debt and other securities