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COB 9.1 These provisions have been moved to the Client Assets sourcebook (CASS)
As Published: 2002
COB 9.1 These provisions have been moved to the Client Assets sourcebook (CASS)
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LR 3.2 Application for admission to listing
As Published: 2005
LR 3.2 Application for admission to listing
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MAR 5.4 Requirements to be imposed on the Part IV permission of an ATS operator
As Published: 2004
MAR 5.4 Requirements to be imposed on the Part IV permission of an ATS operator
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DISP 1.4 Time limits for dealing with a complaint
As Published: 2003
DISP 1.4 Time limits for dealing with a complaint
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BIPRU 5.2 The central principles of credit risk mitigation
As Published: 2007
BIPRU 5.2 The central principles of credit risk mitigation
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PERG 5.9 The Regulated Activities: agreeing to carry on a regulated activity
As Published: 2005
PERG 5.9 The Regulated Activities: agreeing to carry on a regulated activity
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REC 2.12 Proper markets and disclosure of information (UK RIEs only)
As Published: 2004
REC 2.12 Proper markets and disclosure of information (UK RIEs only)
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LR 17.5 Requirements for states, regional and local authorities and public international bodies
As Published: 2006
LR 17.5 Requirements for states, regional and local authorities and public international bodies
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BIPRU 13.3 Calculation of exposure values for financial derivatives and long settlement transactions: General provisions
As Published: 2007
BIPRU 13.3 Calculation of exposure values for financial derivatives and long settlement transactions: General provisions
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LR 3.5 Block listing and formal application
As Published: 2005
LR 3.5 Block listing and formal application
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BIPRU 3.3 The use of the credit assessments of ratings agencies
As Published: 2007
BIPRU 3.3 The use of the credit assessments of ratings agencies
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