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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 5.2 The FSA's power

As Published: 2001

SUP 5.2 The FSA's power

REC 3.19 Investigations

As Published: 2001

REC 3.19 Investigations

COB 7.2 Churning and switching

As Published: 2001

COB 7.2 Churning and switching

MCOB 4.1 Application

As Published: 2004

MCOB 4.1 Application

MIPRU 2.3 Knowledge, ability and good repute

As Published: 2007

MIPRU 2.3 Knowledge, ability and good repute

LR 3.3 Equity securities

As Published: 2005

LR 3.3 Equity securities

PERG 5.5 The regulated activities: dealing in contracts as agent

As Published: 2005

PERG 5.5 The regulated activities: dealing in contracts as agent

COB 2.4 Chinese walls

As Published: 2001

COB 2.4 Chinese walls

FEES 5.3 The general levy

As Published: 2006

FEES 5.3 The general levy

PERG 8.10 Types of financial promotion

As Published: 2005

PERG 8.10 Types of financial promotion

PERG 4.16 Mortgage activities

As Published: 2005

PERG 4.16 Mortgage activities

PERG 7.2 Introduction

As Published: 2005

PERG 7.2 Introduction

PR 2.3 Minimum information to be included in a prospectus

As Published: 2005

PR 2.3 Minimum information to be included in a prospectus

COLL 7.2 Suspension and restart of dealings

As Published: 2004

COLL 7.2 Suspension and restart of dealings

MCOB 9.1 Application

As Published: 2005

MCOB 9.1 Application

ICOB 7.1 Application and purpose

As Published: 2005

ICOB 7.1 Application and purpose

CASS 5.2 Holding money as agent of insurance undertaking

As Published: 2004

CASS 5.2 Holding money as agent of insurance undertaking

COLL 4.1 Introduction

As Published: 2004

COLL 4.1 Introduction

SUP App 2.8 Ceasing to effect contracts of insurance

As Published: 2002

SUP App 2.8 Ceasing to effect contracts of insurance

LR 8.2 When a sponsor must be appointed or its assistance obtained

As Published: 2005

LR 8.2 When a sponsor must be appointed or its assistance obtained