Search Result

541 - 560 of 750 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 1.3 Status of guidance

As Published: 2005

PERG 1.3 Status of guidance

LR 4.1 Application and Purpose

As Published: 2005

LR 4.1 Application and Purpose

SUP 16.2 Purpose

As Published: 2001

SUP 16.2 Purpose

REC 3.23 Default

As Published: 2001

REC 3.23 Default

FEES 6.4 Management expenses

As Published: 2006

FEES 6.4 Management expenses

COB 2.1 Clear, fair and not misleading communication

As Published: 2001

COB 2.1 Clear, fair and not misleading communication

LR 14.2 Requirements for listing

As Published: 2005

LR 14.2 Requirements for listing

DTR 4.4 Exemptions

As Published: 2007

DTR 4.4 Exemptions

DTR 4.2 Half-yearly financial reports

As Published: 2007

DTR 4.2 Half-yearly financial reports

APER 1.2 Purpose

As Published: 2001

APER 1.2 Purpose

BIPRU 4.9 The IRB approach: Securitisation, non-credit obligations assets and CIUs

As Published: 2007

BIPRU 4.9 The IRB approach: Securitisation, non-credit obligations assets and CIUs

DISP App 1.1 Application and Purpose

As Published: 2005

DISP App 1.1 Application and Purpose

MAR 1.1 Application and interpretation

As Published: 2002

MAR 1.1 Application and interpretation

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

SYSC 18.1 Application

As Published: 2006

SYSC 18.1 Application

PERG 8.32 Arranging deals in investments

As Published: 2005

PERG 8.32 Arranging deals in investments

COB 11.6 Delegation to a permitted third party.

As Published: 2001

COB 11.6 Delegation to a permitted third party.

LR 5.4 Restoring listing

As Published: 2005

LR 5.4 Restoring listing

LR 13.2 Approval of circulars

As Published: 2005

LR 13.2 Approval of circulars

FEES 5.3 The general levy

As Published: 2006

FEES 5.3 The general levy