Search Result

461 - 480 of 839 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 11.1 Background

As Published: 2006

PERG 11.1 Background

SYSC 6.3 Financial crime

As Published: 2007

SYSC 6.3 Financial crime

REC 3.13 Delegation of relevant functions

As Published: 2001

REC 3.13 Delegation of relevant functions

INSPRU 8.4 Capacity Transfer Market

As Published: 2006

INSPRU 8.4 Capacity Transfer Market

DTR 3.1

As Published: 2005

DTR 3.1

LR 16.3 Continuing obligations

As Published: 2005

LR 16.3 Continuing obligations

SUP 6.1 Application and purpose

As Published: 2004

SUP 6.1 Application and purpose

DTR 4.2 Half-yearly financial reports

As Published: 2007

DTR 4.2 Half-yearly financial reports

ICOB 4.1 Application and purpose

As Published: 2006

ICOB 4.1 Application and purpose

SUP 15.7 Form and method of notification

As Published: 2002

SUP 15.7 Form and method of notification

GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

LR 15.5 Property investment companies

As Published: 2005

LR 15.5 Property investment companies

FIT 1.3 Assessing fitness and propriety

As Published: 2003

FIT 1.3 Assessing fitness and propriety

MCOB 7.4 Disclosure at the start of the contract

As Published: 2004

MCOB 7.4 Disclosure at the start of the contract

GEN 6.1 Insurance against financial penalties

As Published: 2003

GEN 6.1 Insurance against financial penalties

BIPRU 13.7 Contractual netting

As Published: 2007

BIPRU 13.7 Contractual netting

CASS 5.4 Non-statutory client money trust

As Published: 2004

CASS 5.4 Non-statutory client money trust

PERG 5.5 The regulated activities: dealing in contracts as agent

As Published: 2005

PERG 5.5 The regulated activities: dealing in contracts as agent

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

CRED 7.1 Application, purpose and interpretation

As Published: 2004

CRED 7.1 Application, purpose and interpretation