Search Result

341 - 360 of 539 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 4.6 Advising on regulated mortgage contracts

As Published: 2005

PERG 4.6 Advising on regulated mortgage contracts

COLL 6.4 Title and registers

As Published: 2004

COLL 6.4 Title and registers

FEES 5.4 Information requirement

As Published: 2006

FEES 5.4 Information requirement

PERG 5.13 Appointed representatives

As Published: 2005

PERG 5.13 Appointed representatives

LR 4.2 Contents and format of listing particulars

As Published: 2005

LR 4.2 Contents and format of listing particulars

SUP 2.2 Information gathering by the FSA on its own initiative: background

As Published: 2001

SUP 2.2 Information gathering by the FSA on its own initiative: background

DISP 3.8 Determination by the Ombudsman

As Published: 2004

DISP 3.8 Determination by the Ombudsman

SUP 5.5 Duties of firms

As Published: 2001

SUP 5.5 Duties of firms

REC 2.8 Settlement and clearing services

As Published: 2004

REC 2.8 Settlement and clearing services

MCOB 9.1 Application

As Published: 2005

MCOB 9.1 Application

APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

COLL 1.2 Types of authorised fund

As Published: 2004

COLL 1.2 Types of authorised fund

ICOB 6.2 Cancellation rights and period

As Published: 2005

ICOB 6.2 Cancellation rights and period

ICOB 3.1 Application: general

As Published: 2005

ICOB 3.1 Application: general

PERG 2.6 Specified investments: a broad outline

As Published: 2005

PERG 2.6 Specified investments: a broad outline

COLL 7.2 Suspension and restart of dealings

As Published: 2004

COLL 7.2 Suspension and restart of dealings

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

As Published: 2005

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

SUP 17.1 Application

As Published: 2001

SUP 17.1 Application

PERG 9.6 The investment condition (section 236(3) of the Act): general

As Published: 2005

PERG 9.6 The investment condition (section 236(3) of the Act): general

REC 1.1 Application

As Published: 2005

REC 1.1 Application