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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 6.4 Choice of Home State and notifications by third country issuers

As Published: 2007

DTR 6.4 Choice of Home State and notifications by third country issuers

PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company

SUP 8.4 Reliance on waivers

As Published: 2001

SUP 8.4 Reliance on waivers

REC 4.3 Risk assessments for UK recognised bodies

As Published: 2001

REC 4.3 Risk assessments for UK recognised bodies

SUP 8.7 Varying waivers

As Published: 2001

SUP 8.7 Varying waivers

GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application

FEES 6.2 Exemption

As Published: 2006

FEES 6.2 Exemption

LR 9.7A Preliminary statement of annual results, statement of dividends and half-yearly reports

As Published: 2006

LR 9.7A Preliminary statement of annual results, statement of dividends and half-yearly reports

LR 5.3 Requests to cancel or suspend

As Published: 2005

LR 5.3 Requests to cancel or suspend

LR 12.4 Purchase of own equity shares

As Published: 2005

LR 12.4 Purchase of own equity shares

REC 3.17 Inability to discharge regulatory functions

As Published: 2001

REC 3.17 Inability to discharge regulatory functions

REC 4.8 The section 298 procedure

As Published: 2001

REC 4.8 The section 298 procedure

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

As Published: 2006

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

BIPRU 4.8 The IRB approach: Purchased receivables

As Published: 2006

BIPRU 4.8 The IRB approach: Purchased receivables

LR 15.2 Requirements for listing

As Published: 2005

LR 15.2 Requirements for listing

PERG 8.32 Arranging deals in investments

As Published: 2005

PERG 8.32 Arranging deals in investments

LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

REC 3.7 Auditors

As Published: 2001

REC 3.7 Auditors

SUP 3.4 Auditors' qualifications

As Published: 2001

SUP 3.4 Auditors' qualifications

DTR 1.2 Modifying rules and consulting the FSA

As Published: 2005

DTR 1.2 Modifying rules and consulting the FSA