Search Result

261 - 280 of 735 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 9.1 Application and general information

As Published: 2004

COLL 9.1 Application and general information

LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

DISP 2.6 To which activities do the rules apply?

As Published: 2003

DISP 2.6 To which activities do the rules apply?

REC 6.8 Powers of direction and revocation of recognition orders

As Published: 2001

REC 6.8 Powers of direction and revocation of recognition orders

SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

REC 3.16 Information technology systems

As Published: 2001

REC 3.16 Information technology systems

GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

SUP 21.1 Form of waiver for energy market participants

As Published: 2003

SUP 21.1 Form of waiver for energy market participants

LR 4.3 Approval and publication of listing particulars

As Published: 2005

LR 4.3 Approval and publication of listing particulars

PERG 9.4 Collective investment scheme (section 235 of the Act)

As Published: 2005

PERG 9.4 Collective investment scheme (section 235 of the Act)

COB 6.1 Product disclosure

As Published: 2002

COB 6.1 Product disclosure

FIT 1.3 Assessing fitness and propriety

As Published: 2003

FIT 1.3 Assessing fitness and propriety

REC 3.18 Membership

As Published: 2001

REC 3.18 Membership

SUP 2.2 Information gathering by the FSA on its own initiative: background

As Published: 2001

SUP 2.2 Information gathering by the FSA on its own initiative: background

COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations

ICOB 6.3 Notification of cancellation by the retail customer

As Published: 2005

ICOB 6.3 Notification of cancellation by the retail customer

PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

SUP 15.6 Inaccurate, false or misleading information

As Published: 2005

SUP 15.6 Inaccurate, false or misleading information