Search Result

241 - 260 of 742 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 4.3 Regulated activities related to mortgages

As Published: 2005

PERG 4.3 Regulated activities related to mortgages

APER 4.4 Statement of Principle 4

As Published: 2001

APER 4.4 Statement of Principle 4

SUP 3.3 Appointment of auditors

As Published: 2004

SUP 3.3 Appointment of auditors

REC 4.1 Application and purpose

As Published: 2001

REC 4.1 Application and purpose

PERG 8.36 Illustrative tables

As Published: 2005

PERG 8.36 Illustrative tables

COLL 7.1 Introduction

As Published: 2004

COLL 7.1 Introduction

CASS 1.2 General application: who? what?

As Published: 2003

CASS 1.2 General application: who? what?

SUP 17.1 Application

As Published: 2001

SUP 17.1 Application

GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

COLL 9.3 Section 270 and 272 recognised schemes

As Published: 2004

COLL 9.3 Section 270 and 272 recognised schemes

SUP 14.8 Further guidance

As Published: 2001

SUP 14.8 Further guidance

SUP App 3.3 Background

As Published: 2004

SUP App 3.3 Background

PERG 8.11 Types of exemption under the Financial Promotion Order

As Published: 2005

PERG 8.11 Types of exemption under the Financial Promotion Order

SUP App 2.15 Run-off plans for closed with-profits funds

As Published: 2005

SUP App 2.15 Run-off plans for closed with-profits funds

COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

SUP 12.3 What responsibility does a firm have for its appointed representatives ?

As Published: 2001

SUP 12.3 What responsibility does a firm have for its appointed representatives ?

LR 17.3 Requirements with continuing application

As Published: 2006

LR 17.3 Requirements with continuing application

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

PERG 8.9 Circumstances where the restriction in section 21 does not apply

As Published: 2005

PERG 8.9 Circumstances where the restriction in section 21 does not apply