Search Result

161 - 180 of 716 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 5.3 Requests to cancel or suspend

As Published: 2005

LR 5.3 Requests to cancel or suspend

COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

LR 2.2 Requirements for all securities

As Published: 2005

LR 2.2 Requirements for all securities

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

SUP 17.2 Purpose

As Published: 2001

SUP 17.2 Purpose

MCOB 5.6 Content of illustrations

As Published: 2004

MCOB 5.6 Content of illustrations

REC 6.8 Powers of direction and revocation of recognition orders

As Published: 2001

REC 6.8 Powers of direction and revocation of recognition orders

ICOB 6.1 Application and purpose

As Published: 2004

ICOB 6.1 Application and purpose

SUP 8.3 Applying for a waiver

As Published: 2002

SUP 8.3 Applying for a waiver

ICOB 3.2 Application: who?

As Published: 2005

ICOB 3.2 Application: who?

SYSC 6.3 Financial crime

As Published: 2007

SYSC 6.3 Financial crime

SYSC 10.1 Application

As Published: 2006

SYSC 10.1 Application

SUP 13.12 Sources of further information

As Published: 2001

SUP 13.12 Sources of further information

FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

As Published: 2005

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

LR 3.3 Equity securities

As Published: 2005

LR 3.3 Equity securities

SUP 5.5 Duties of firms

As Published: 2001

SUP 5.5 Duties of firms

PERG 9.6 The investment condition (section 236(3) of the Act): general

As Published: 2005

PERG 9.6 The investment condition (section 236(3) of the Act): general