Search Result

81 - 100 of 213 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 1.5 Fees, market abuse safe harbours and sanctions

As Published: 2005

DTR 1.5 Fees, market abuse safe harbours and sanctions

DTR 2.1 Introduction and purpose

As Published: 2005

DTR 2.1 Introduction and purpose

REC 3.14 Products, services and normal hours of operation

As Published: 2001

REC 3.14 Products, services and normal hours of operation

COLL 5.4 Stock lending

As Published: 2004

COLL 5.4 Stock lending

PERG 9.6 The investment condition (section 236(3) of the Act): general

As Published: 2005

PERG 9.6 The investment condition (section 236(3) of the Act): general

LR 8.3 Role of a sponsor: general

As Published: 2005

LR 8.3 Role of a sponsor: general

LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

PR App 3.1

As Published: 2005

PR App 3.1

BIPRU 7.2 Interest rate PRR

As Published: 2007

BIPRU 7.2 Interest rate PRR

PR App 1.1

As Published: 2005

PR App 1.1

PR 5.3 Certificate of approval

As Published: 2005

PR 5.3 Certificate of approval

COLL 4.5 Reports and accounts

As Published: 2006

COLL 4.5 Reports and accounts

LR 13.6 Related party circulars

As Published: 2005

LR 13.6 Related party circulars

LR 18.1 Application

As Published: 2005

LR 18.1 Application

LR 10.1 Preliminary

As Published: 2005

LR 10.1 Preliminary

PERG 8.24 Advising on investments

As Published: 2005

PERG 8.24 Advising on investments

LR 10.4 Class 2 requirements

As Published: 2005

LR 10.4 Class 2 requirements

BIPRU 14.2 Calculation of the capital requirement for CCR

As Published: 2006

BIPRU 14.2 Calculation of the capital requirement for CCR

FEES 3.2 Obligation to pay fees

As Published: 2006

FEES 3.2 Obligation to pay fees

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

As Published: 2005

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances