Search Result

801 - 820 of 836 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 1.2 Purpose

As Published: 2006

SYSC 1.2 Purpose

APER 3.2 Factors relating to all Statements of Principle

As Published: 2001

APER 3.2 Factors relating to all Statements of Principle

PERG 8.34 The business test

As Published: 2005

PERG 8.34 The business test

LR 10.1 Preliminary

As Published: 2005

LR 10.1 Preliminary

ICOB 2.4 Reliance on others

As Published: 2005

ICOB 2.4 Reliance on others

LR 4.1 Application and Purpose

As Published: 2005

LR 4.1 Application and Purpose

FEES 6.2 Exemption

As Published: 2006

FEES 6.2 Exemption

LR 18.3 Listing applications

As Published: 2005

LR 18.3 Listing applications

SUP 3.7 Notification of matters raised by auditor

As Published: 2004

SUP 3.7 Notification of matters raised by auditor

PERG 9.5 The property condition (section 236(2) of the Act)

As Published: 2005

PERG 9.5 The property condition (section 236(2) of the Act)

DTR 2.7 Dealing with rumours

As Published: 2005

DTR 2.7 Dealing with rumours

LR 1.1 Introduction

As Published: 2005

LR 1.1 Introduction

LR 13.7 Circulars about purchase of own equity securities

As Published: 2005

LR 13.7 Circulars about purchase of own equity securities

PERG 4.9 Agreeing to carry on a regulated activity

As Published: 2005

PERG 4.9 Agreeing to carry on a regulated activity

FEES 5.7 Payment

As Published: 2006

FEES 5.7 Payment

LR 16.4 Transactions

As Published: 2005

LR 16.4 Transactions

PERG 8.31 Exclusions for advising on investments

As Published: 2005

PERG 8.31 Exclusions for advising on investments

LR 12.5 Purchase of own securities other than equity shares

As Published: 2005

LR 12.5 Purchase of own securities other than equity shares

DISP 1.7 The Society of Lloyd's

As Published: 2005

DISP 1.7 The Society of Lloyd's

MAR 1.8 Market abuse (dissemination)

As Published: 2001

MAR 1.8 Market abuse (dissemination)