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PERG 8.20 Additional restriction on the promotion of collective investment schemes
As Published: 2005
PERG 8.20 Additional restriction on the promotion of collective investment schemes
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COB 9.1 These provisions have been moved to the Client Assets sourcebook (CASS)
As Published: 2002
COB 9.1 These provisions have been moved to the Client Assets sourcebook (CASS)
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PERG 5.8 The regulated activities: advising on contracts of insurance
As Published: 2005
PERG 5.8 The regulated activities: advising on contracts of insurance
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REC 4.6 The section 296 power to give directions
As Published: 2001
REC 4.6 The section 296 power to give directions
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MAR 5.5 Parts of the Handbook applicable to the operation of an ATS
As Published: 2003
MAR 5.5 Parts of the Handbook applicable to the operation of an ATS
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PERG 4.8 Administering a regulated mortgage contract
As Published: 2005
PERG 4.8 Administering a regulated mortgage contract
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DISP 2.7 The territorial scope of the jurisdiction of the Financial Ombudsman Service
As Published: 2002
DISP 2.7 The territorial scope of the jurisdiction of the Financial Ombudsman Service
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SUP 7.3 Criteria for varying a firm's permission
As Published: 2004
SUP 7.3 Criteria for varying a firm's permission
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