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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 13.4 Providing cross border services into another EEA State

As Published: 2001

SUP 13.4 Providing cross border services into another EEA State

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SUP 6.1 Application and purpose

As Published: 2004

SUP 6.1 Application and purpose

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MAR 1.8 Market abuse (dissemination)

As Published: 2001

MAR 1.8 Market abuse (dissemination)

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SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

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COB 2.1 Clear, fair and not misleading communication

As Published: 2001

COB 2.1 Clear, fair and not misleading communication

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PERG 14.3 Activities relating to home reversion plans

As Published: 2006

PERG 14.3 Activities relating to home reversion plans

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BIPRU 3.3 The use of the credit assessments of ratings agencies

As Published: 2007

BIPRU 3.3 The use of the credit assessments of ratings agencies

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CASS 5.3 Statutory trust

As Published: 2004

CASS 5.3 Statutory trust

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REC 6.6 Supervision

As Published: 2001

REC 6.6 Supervision

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REC 3.4 Key individuals and internal organisation

As Published: 2001

REC 3.4 Key individuals and internal organisation

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SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers

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SYSC 8.1 General outsourcing requirements [Note: Not mandatory for a common platform firm until 01/11/07. See SYSC TP1]

As Published: 2006

SYSC 8.1 General outsourcing requirements [Note: Not mandatory for a common platform firm until 01/11/07. See SYSC TP1]

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LR 15.2 Requirements for listing

As Published: 2005

LR 15.2 Requirements for listing

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LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

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COLL 8.2 Constitution

As Published: 2004

COLL 8.2 Constitution

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SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

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COND 1.3 General

As Published: 2001

COND 1.3 General

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FEES 6.4 Management expenses

As Published: 2006

FEES 6.4 Management expenses

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DISP 3.9 Awards by the Ombudsman

As Published: 2003

DISP 3.9 Awards by the Ombudsman

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BIPRU 1.1 Application

As Published: 2006

BIPRU 1.1 Application

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